The Ethic Approach: Tracking Error
Tuesday, September 10, 2024
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September 2024
The Ethic Approach: Tracking Error
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Relationship Manager Morgan du Plessix offers a primer on our team’s approach to tracking error. 

Tracking error is an important metric in investment management used to gauge the difference between the returns, or predicted returns, of a portfolio and its benchmark index. For Ethic, it is key to supporting advisors wanting to understand their clients' tradeoffs and offer a personalized investing strategy. 

In this episode of the Ethic Approach, Relationship Manager Morgan du Plessix shares an introduction to this often complex topic and covers our approach to tracking error.

Some key takeaways from this episode:

  • Understanding Tracking Error: Tracking error is a crucial tool for measuring and communicating the risk of an investment strategy by comparing its volatility to a benchmark index. It helps advisors explain to clients how closely their investment strategy is expected to mirror the performance of its benchmark.
  • Types of Tracking Error: There are two types of tracking error: realized (backward-looking) and predicted (forward-looking). Realized tracking error assesses past portfolio performance relative to its benchmark, while predicted tracking error estimates how closely a portfolio is likely to track the benchmark in the future, which helps understand risk tolerance and set future guidelines.
  • Personalization and Risk Communication: Tracking error quantifies how much financial and sustainability risk a client is willing to take on. It is a key metric that aids in continuous communication with clients, enabling the creation of truly personalized portfolios that align with their values and risk preferences.

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Sources and footnotes

Disclosures:

Ethic Inc. is a Registered Investment Adviser located in New York, NY. Registration of an investment adviser does not imply any level of skill or training. Information pertaining to Ethic Inc’s registration or to obtain a copy of Ethic Inc.’s current written disclosure statement discussing Ethic Inc.’s business operations, services and fees is available on the SEC’s Investment Adviser Public Information website – www.adviserinfo.sec.gov or from Ethic Inc. upon written request at support@ethicinvesting.com. Information provided herein is for informational purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies. Any subsequent, direct communication by Ethic Inc. with a prospective client shall be conducted by a representative of Ethic Inc. that is either registered or qualifies for an exemption or exclusion from registration in the state where a prospective client resides. Information contained herein may be carefully compiled from third-party sources that Ethic Inc. believes to be reliable, but Ethic Inc. cannot guarantee the accuracy of any third-party information.

Ethic Inc. does not render any legal, accounting, or tax advice. Ethic Inc. recommends all investors seek the services of competent professionals in any of the aforementioned areas. Ethic Inc. cannot provide any assurances that any investment strategies, simulations, etc. will perform as described in our materials. ALL INVESTMENTS INVOLVE RISK, ARE NOT GUARANTEED, AND MAY LOSE VALUE. BE SURE TO FIRST CONSULT WITH A QUALIFIED FINANCIAL ADVISER AND/OR TAX PROFESSIONAL BEFORE IMPLEMENTING ANY STRATEGY.

Contributors

Morgan du Plessix was born in Haiti to a Haitian mother and French father and raised between Haiti, France and the Washington D.C. area. She previously worked at UBS Global Wealth Management in roles across the firm’s major business areas including the sustainable investing solutions team and the advisory and planning products group, amongst others. She graduated from New York University where she studied International Relations and Sustainable Business.

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